Fiduciary Reports
Asset Management Policy Manual (2002)
A complete set of policies and procedures I wrote for my investment department while serving as Chief Investment Officer for a major regional bank. (25 pages)
Managing Assets Under the New Prudent Investor Standard (2003)
A speech I gave to an audience of financial advisors and attorneys highlighting best practices for investment managers under the "Prudent Investor" standard. (18 pages)
Business Plan For an Investment Subsidiary (2001)
A business plan I prepared and implemented to help my company split its internal investment function so as to put the institutional investment function in a wholly owned subsidiary. (52 pages)
Shareholder's Letter - Eureka Funds Annual Report (2003)
A sample of my annual report letter to our proprietary mutual fund family shareholders when I served as the Chief Investment Officer for the fund family. (4 pages)